Based in the Midlands, Secure Compliance provides a wide range of support services to Independant Financial Advisors, Mortgage Brokers and other regulated financial firms.
We offer a personalised approach to compliance.
Our small team ensures we take our time to build close relationships with our customers, getting to know the demands and requirements of your business. This allows us to tailor our solution to your exact needs instead of a “general-purpose” approach. With 30 years experience, we are well versed in all areas of compliance and are ready to help you today.
Smarter compliance solutions.
We can help with a range of services including FCA application support, Compliance Audits and Health Checks, Complaints Handling information, Policy and Process writing services as well as a pick and mix service designed to help you meet your regulatory obligations.
Who are Secure Compliance?
Director Rob Abbot founded Secure Compliance in 2004 with a vision to achieve excellence for his clients and business partners by upholding three core values of honesty, integrity and professionalism. We seek to deliver our broad range of expert compliance consultancy and support through superior service, clarity of communication and respect for our clients’ wishes at all times.
Our staff are trained and experienced to the highest possible standards and are committed to educating ourselves further to sustain our superior levels of consultancy service and support.
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